Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Allen is an investment advisor representative with Principal Securities, Inc. Gregory's career in the financial services industry began on July 2, 2000. Gregory is licensed in South Carolina, North Carolina and Alabama. Gregory also holds Series 6, 7, 63, 65 and SIE licenses. Gregory specializes in financial planning, portfolio management for individuals, and portfolio management for businesses. Gregory's previous employers include MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., NEW ENGLAND SECURITIES, and PRUCO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
SC
03/16/2023 - Present
Principal Securities, Inc. (Moore SC)
SC
03/25/2017 - 02/15/2023
MML INVESTORS SERVICES, LLC (Greer SC)
SC
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (GREENVILLE SC)
SC
08/08/2005 - 01/02/2015
NEW ENGLAND SECURITIES (GREENVILLE SC)
NJ
06/05/2000 - 08/02/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 08/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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