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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Jefferson Lee is a financial advisor with Cetera Investment Advisers LLC. Gregory has been in the financial services industry since 2003. Gregory has experience in various financial institutions, including Nationwide Investment Services Corporation, PNC Investments, Fidelity Brokerage Services LLC, Charles Schwab & Co., Inc., and CyberTrader, Inc. Gregory holds Series 3, 6, 7, 9, 10, 63, and 66 licenses. Gregory provides financial planning, portfolio management, and other services to individuals and businesses. Gregory has experience working with clients of various types, including high-net-worth individuals, corporations, and charitable organizations.
CHANDLER, AZ
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/28/2024 - Present
Cetera Investment Advisers LLC (CHANDLER AZ)
AZ
01/18/2023 - 04/16/2024
NATIONWIDE INVESTMENT SERVICES CORPORATION (Scottsdale AZ)
PA
03/24/2022 - 10/11/2022
PNC INVESTMENTS (PITTSBURGH PA)
NC
09/28/2020 - 09/17/2021
PNC INVESTMENTS (RALEIGH NC)
NC
05/02/2007 - 05/09/2019
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
NC
01/27/2004 - 03/30/2007
CHARLES SCHWAB & CO., INC. (CHAPEL HILL NC)
TX
01/03/2003 - 12/31/2004
CYBERTRADER, INC. (AUSTIN TX)
TX
03/23/2001 - 01/23/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IL
03/31/2000 - 09/20/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 5/26/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/13/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/25/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/11/2003
Series 3 - National Commodity Futures Examination
BC
Issued 3/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 3/30/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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