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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Jason Rothstein is a financial advisor with over 5 years of experience in the industry. Gregory is currently registered with B. Riley Wealth Advisors, Inc. and is licensed in Florida. Gregory's previous experience includes working with National Securities Corporation. Gregory has a broad range of experience and expertise including financial planning, portfolio management, and pension consulting. Gregory has passed the Series 7, 99, 24, 27, and 66 exams. Gregory serves a diverse range of clients, including individuals, corporations, high-net-worth individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
12/06/2022 - Present
B. Riley Wealth Advisors, Inc. (Boca Raton FL)
FL
05/13/2022 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
BOTH
Issued 10/26/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2022
Series 99TO - Operations Professional Examination
BC
Issued 04/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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