Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Spradling is a financial advisor with over 26 years of experience in the industry. Gregory has worked with several leading financial firms including Columbia Management Investment Distributors, Inc., Morgan Stanley & Co. Incorporated, Ameriprise Financial Services, Inc. and Federated Securities Corp. Gregory is currently a registered representative with Russell Investments Implementation Services, LLC in Seattle, Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Execution services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of revenue/intracompany agrmts
1
2
WA
07/21/2023 - Present
Russell Investments Implementation Services, LLC (SEATTLE WA)
CA
01/02/2009 - 06/22/2023
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (San Francisco CA)
MN
06/27/2008 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
CA
11/14/2006 - 04/21/2008
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
MN
01/20/2004 - 10/27/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
01/20/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
PA
03/13/1997 - 01/16/2004
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NY
04/24/1991 - 03/19/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 02/27/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2014
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/06/1995
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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