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Gregory James Smith

Rainmaker Securities, LLC

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About Gregory James Smith

Gregory James Smith is a financial advisor with over 20 years of experience in the industry. Gregory is currently registered with Rainmaker Securities, LLC, and is licensed in multiple states. Gregory has experience working with clients in various locations across the country including Scottsdale, AZ, Irvine, CA, Las Vegas, NV and Minneapolis, MN. Gregory's prior firms include JD Merit Securities, Finance 500, Inc., CJK Securities, Inc., and LarsonAllen Financial, LLC. Gregory holds several professional licenses including Series 7, Series 24, Series 63, Series 82, and the SIE exam.

Firm Information

Gregory Smith is currently registered with Rainmaker Securities, LLC. Rainmaker Securities, LLC is a Limited Liability Company formed on March 9, 2004. The firm is registered with the SEC and in 28 states.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Smith’s Registration & Firm History

FL

12/17/2019 - Present

Rainmaker Securities, LLC (CORAL GABLES FL)

AZ

07/10/2014 - 12/11/2019

JD MERIT SECURITIES (Scottsdale AZ)

CA

10/16/2013 - 06/20/2014

FINANCE 500, INC. (IRVINE CA)

NV

06/07/2012 - 10/16/2013

CJK SECURITIES, INC. (LAS VEGAS NV)

MN

01/05/2000 - 01/14/2003

LARSONALLEN FINANCIAL, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 08/27/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2012

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 07/19/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gregory James Smith. Review regulatory record here.
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