Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Sabala is a financial advisor registered with Wells Fargo Clearing Services, LLC. Gregory is active in the industry since June 2013 and holds Series 66, SIE and Series 7 licenses. Gregory is licensed in 28 states and specializes in providing investment advice to individuals, families, and businesses. Gregory has previously been affiliated with J.P. MORGAN SECURITIES LLC, INTERNATIONAL ASSETS ADVISORY, LLC, DFPG INVESTMENTS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and C.K. COOPER & COMPANY, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
05/25/2021 - Present
Wells Fargo Clearing Services, LLC (WEST DES MOINES IA)
CA
06/05/2019 - 05/04/2021
J.P. MORGAN SECURITIES LLC (WEST HOLLYWOOD CA)
CA
05/03/2019 - 06/06/2019
INTERNATIONAL ASSETS ADVISORY, LLC (CALABASAS CA)
CA
07/24/2018 - 12/31/2018
DFPG INVESTMENTS, INC. (Calabasas CA)
CA
02/13/2014 - 08/06/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAREMONT CA)
CA
01/18/2013 - 07/01/2013
C.K. COOPER & COMPANY, INC. (IRVINE CA)
CA
09/17/2012 - 12/14/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COSTA MESA CA)
BOTH
Issued 01/31/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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