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Gregory James Riley

KEY Investment Services LLC

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About Gregory James Riley

Gregory James Riley is a financial professional registered with the state of New York and has been in the industry since December 4, 2013. Gregory James Riley is currently registered with Key Investment Services LLC, and has previously been affiliated with CITIZENS SECURITIES, INC. and MML INVESTORS SERVICES, LLC. Gregory James Riley specializes in providing investment advice and financial planning services to individuals and other investors. Gregory James Riley is a licensed representative with Key Investment Services LLC and offers financial planning services as well as investment advice to clients.

Firm Information

Gregory Riley is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Riley’s Registration & Firm History

NY

08/22/2016 - Present

KEY Investment Services LLC (Syracuse NY)

NY

10/27/2014 - 05/10/2016

CITIZENS SECURITIES, INC. (KINGSTON NY)

NY

06/17/2013 - 08/19/2014

MML INVESTORS SERVICES, LLC (KINGSTON NY)

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Licenses & Designations

BC

Issued 06/26/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gregory James Riley. Review regulatory record here.
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