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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory James Raleigh is an investment advisor representative with LPL Financial LLC. Gregory James Raleigh has been working in the financial services industry for over 12 years. Gregory James Raleigh is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Gregory James Raleigh has experience in the financial services industry, including working with Waddell & Reed and State Farm VP Management Corp. Gregory James Raleigh specializes in portfolio management for individuals and businesses, financial planning, and consulting services. Gregory James Raleigh is also registered as an investment advisor representative in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
07/21/2021 - Present
LPL Financial LLC (RENO NV)
NV
10/10/2013 - 07/21/2021
WADDELL & REED (RENO NV)
NV
04/10/2006 - 06/01/2007
STATE FARM VP MANAGEMENT CORP. (DAYTON NV)
BOTH
Issued 11/13/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/07/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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