Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory James Phillips is a registered representative and principal with Lightspeed Financial Services Group LLC. Gregory has been in the financial services industry since 2004. Gregory holds Series 4, 7, 24, 63 and 66 licenses. Gregory is registered with the state of New Jersey. Before joining Lightspeed Financial Services Group LLC, Gregory was a registered representative with QWIKT GLOBAL SECURITIES LLC, E*TRADE SECURITIES LLC, TD WATERHOUSE INVESTOR SERVICES, INC., and DATEK ONLINE FINANCIAL SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/22/2022 - Present
Lightspeed Financial Services Group LLC (MORRISTOWN NJ)
NJ
04/20/2021 - 08/01/2022
QWIKT GLOBAL SECURITIES LLC (New Brunswick NJ)
NJ
03/29/2006 - 11/06/2019
E*TRADE SECURITIES LLC (Jersey City NJ)
NE
01/02/2004 - 03/30/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
10/18/2001 - 10/02/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
BOTH
Issued 05/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2009
Series 4 - Registered Options Principal Examination
BC
Issued 09/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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