Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory James Koontz is a financial advisor registered with Raymond James & Associates, Inc. Gregory has been in the industry for over 30 years and holds Series 3, 7, 31, and 63 licenses, as well as a Series 65 license. Gregory is a well-rounded financial advisor who specializes in a wide range of financial products and services, including portfolio management, financial planning, and educational seminars. Gregory has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise. Gregory is licensed in California, Florida, Georgia, Illinois, Louisiana, Massachusetts, Michigan, Nevada, New York, Ohio, Oklahoma, Tennessee, Texas and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/13/2013 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
TX
09/17/1996 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
NJ
09/09/1994 - 09/06/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/07/1992 - 09/02/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
11/23/1988 - 08/20/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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