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Gregory James Khost

Neuberger Berman BD LLC

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About Gregory James Khost

Gregory James Khost is a financial advisor who has been in the industry since 1993. Gregory is currently registered with Neuberger Berman BD LLC and holds Series 7, 10, 24, 63 and 66 licenses. Gregory is also registered with the state of New York and several other states. Previously, Gregory has worked at Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Foreside Fund Services, LLC, Columbia Management Distributors, Inc., BACAP Distributors, LLC, BANC OF AMERICA ADVISORS, INC., RESRV PARTNERS, INC., Smith Barney Inc. and Lehman Brothers Inc. Gregory's areas of expertise include portfolio management.

Firm Information

Gregory Khost is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Khost’s Registration & Firm History

NY

04/09/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

05/03/2019 - 04/07/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/29/2010 - 10/16/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/21/2007 - 07/12/2010

FORESIDE FUND SERVICES, LLC (NEW YORK CITY NY)

NY

08/20/2005 - 05/01/2007

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (NEW YORK NY)

NC

09/20/2001 - 08/20/2005

BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)

NC

01/14/2000 - 01/02/2001

BANC OF AMERICA ADVISORS, INC. (CHARLOTTE NC)

NY

05/09/1995 - 08/20/1999

RESRV PARTNERS, INC. (NEW YORK NY)

NY

07/15/1994 - 02/13/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

07/09/1993 - 06/21/1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/14/1991 - 06/22/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/31/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/25/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/29/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gregory James Khost.
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