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Gregory James Kenzik

Kestra Investment Services, LLC

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About Gregory James Kenzik

Gregory James Kenzik is a financial advisor with Kestra Investment Services, LLC. Gregory has been working in the financial services industry since 1990. Gregory has experience with various financial products and services, including investments, insurance, and retirement planning. Gregory is registered with the following states: California, Georgia, Hawaii, New Jersey, New York and Ohio.

Firm Information

Gregory Kenzik is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Kenzik’s Registration & Firm History

CA

05/02/2019 - Present

Kestra Investment Services, LLC (Beverly Hills CA)

NJ

11/30/2015 - 12/26/2017

RBC CAPITAL MARKETS, LLC (PARAMUS NJ)

NJ

02/06/2012 - 12/09/2015

UBS FINANCIAL SERVICES INC. (PARAMUS NJ)

NJ

06/01/2009 - 02/16/2012

MORGAN STANLEY SMITH BARNEY (FAIRFIELD NJ)

NJ

08/15/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (FAIRFIELD NJ)

NY

04/19/2004 - 08/28/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

08/31/2000 - 04/20/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/22/1999 - 09/18/2000

FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)

NY

11/24/1998 - 12/02/1998

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

11/24/1998 - 12/02/1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NY

06/16/1998 - 10/08/1998

EASTBROKERS NORTH AMERICA, INC. (NEW YORK NY)

CA

03/05/1996 - 04/22/1998

J.B. OXFORD & COMPANY (SHERMAN OAKS CA)

CT

06/25/1991 - 02/02/1996

ADVEST, INC. (HARTFORD CT)

AZ

02/28/1990 - 01/16/1991

SPELMAN & CO., INC. (PHOENIX AZ)

AZ

11/19/1989 - 01/01/1990

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NA

07/28/1988 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

03/13/1987 - 09/21/1987

KENNEDY, CABOT & CO.

NA

09/18/1986 - 10/01/1986

FINANCIAL NETWORK INVESTMENT CORPORATION

NA

05/23/1986 - 06/18/1986

E. F. HUTTON & COMPANY INC

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Licenses & Designations

IA

Issued 07/30/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/1998

Series 24 - General Securities Principal Examination

BC

Issued 12/26/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Gregory James Kenzik. Review regulatory record here.
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