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Gregory James Gregory

Avantax Investment Services, Inc.

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About Gregory James Gregory

Gregory Gregory is a registered representative with Avantax Investment Services, Inc. Gregory has been in the securities industry since November 21, 1996. Gregory has passed the Series 6, Series 63 and SIE exams. Gregory is currently registered with the state of Texas. Gregory's office is located in Sugar Land, Texas.

Firm Information

Gregory Gregory is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Gregory Gregory’s Registration & Firm History

TX

11/22/1996 - Present

Avantax Investment Services, Inc. (Sugar Land TX)

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Licenses & Designations

BC

Issued 10/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory James Gregory.
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