Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory James Duncan-peters is a financial advisor with over 40 years of experience in the industry. Gregory is currently registered with Raymond James & Associates, Inc. and holds Series 63, Series 65, Series 7 and SIE licenses. Gregory has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, insurance companies, pension and profit sharing plans, and charitable organizations. Gregory is a resident of Flagler Beach, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/07/2024 - Present
Raymond James & Associates, Inc. (Flagler Beach FL)
MD
12/02/2015 - 05/15/2024
WELLS FARGO CLEARING SERVICES, LLC (BETHESDA MD)
MD
04/24/2009 - 12/11/2015
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
MD
02/21/2006 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (BETHESDA MD)
MD
01/12/1990 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
DC
04/29/1982 - 09/28/1989
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
IA
Issued 10/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gregory Duncan-peters is the right advisor for you? Invested Better is here to help.
