Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Baker is a financial advisor with Ameriprise Financial Services, LLC, based in Pismo Beach, California. Gregory has been in the financial services industry since December 1995 and has extensive experience in providing investment advice to clients. Gregory holds a Series 7 and a Series 63 license, as well as a SIE certification. Gregory has also been registered with several other financial institutions over the years. Gregory is committed to providing clients with the personalized financial guidance they need to achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/04/2019 - Present
Ameriprise Financial Services, LLC (PISMO BEACH CA)
MN
09/19/1997 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
06/21/1996 - 09/16/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
06/21/1996 - 09/16/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
CA
12/05/1995 - 08/01/1996
DIVERSIFIED SECURITIES, INCORPORATED (SEAL BEACH CA)
BC
Issued 12/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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