Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory J. Sagers is a financial professional with over 20 years of experience in the industry. He is currently registered as a broker-dealer and an investment advisor representative with Independent Financial Group, LLC. Previously, Gregory J. Sagers has held positions at several financial institutions including PlanMember Securities Corporation, GWN Securities Inc., Great American Advisors, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/14/2023 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
UT
11/07/2014 - 12/14/2023
PLANMEMBER SECURITIES CORPORATION (Kaysville UT)
UT
06/25/2013 - 11/04/2014
GWN SECURITIES INC. (Kaysville UT)
UT
08/02/2010 - 12/31/2012
GWN SECURITIES INC. (KAYSVILLE UT)
UT
03/05/2010 - 08/04/2010
GREAT AMERICAN ADVISORS, INC. (KAYSVILLE UT)
UT
06/01/2009 - 03/17/2010
MORGAN STANLEY SMITH BARNEY (SOUTH JORDAN UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SOUTH JORDAN UT)
UT
11/17/2006 - 04/02/2007
MORGAN STANLEY DW INC. (WEST VALLEY UT)
UT
03/11/2002 - 11/02/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SALT LAKE CITY UT)
IA
Issued 11/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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