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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Fraser is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Gregory has been in the industry since 1983 and is registered with the Financial Industry Regulatory Authority (FINRA). Gregory is also registered as an Investment Advisor Representative in California and Texas. Gregory has a broad range of experience, and specializes in providing financial advice and services to individuals, corporations, and charitable organizations. Gregory's experience spans across various investment products, including securities, insurance, and annuities. Gregory is committed to providing personalized financial advice that is tailored to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/18/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRESNO CA)
CA
08/13/2009 - 10/06/2009
PRINCOR FINANCIAL SERVICES CORPORATION (FRESNO CA)
CA
06/01/1990 - 06/12/2009
CHARLES SCHWAB & CO., INC. (FRESNO CA)
NY
03/22/1983 - 09/20/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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