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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Singletary is an active investment advisor registered in 32 states and 4 states for Investment Advisor activities. Gregory has been in the industry for over 42 years and is currently affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. Gregory has worked with a number of firms throughout his career including WACHOVIA SECURITIES, LLC, FIRST UNION CAPITAL MARKETS CORP., BRANCH, CABELL & CO., INC., ALEX. BROWN & SONS INCORPORATED and JOHNSON, LANE, SPACE, SMITH & CO., INC.. Gregory has passed several industry exams including the Series 7, Series 24, Series 31, Series 63, Series 65, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/07/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RICHMOND VA)
VA
10/01/1999 - 04/07/2008
WACHOVIA SECURITIES, LLC (RICHMOND VA)
NC
01/26/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
VA
05/23/1995 - 01/29/1999
BRANCH, CABELL & CO., INC. (RICHMOND VA)
NA
09/30/1988 - 05/19/1995
ALEX. BROWN & SONS INCORPORATED
NA
09/23/1980 - 10/05/1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
IA
Issued 7/1/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/2/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 9/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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