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Gregory Hohmann

Neuberger Berman BD LLC

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About Gregory Hohmann

Gregory Hohmann has been in the financial services industry since 1998 and is currently registered with Neuberger Berman BD LLC. Previously, Gregory Hohmann was registered with BLACKROCK INVESTMENTS, LLC, STATE STREET RESEARCH INVESTMENT SERVICES, INC., and PUTNAM MUTUAL FUNDS CORP. Gregory Hohmann specializes in portfolio management for individuals and selection of other advisors.

Firm Information

Gregory Hohmann is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Hohmann’s Registration & Firm History

MA

05/03/2023 - Present

Neuberger Berman BD LLC (BOSTON MA)

NY

10/13/2006 - 01/18/2023

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

MA

05/04/1999 - 10/17/2006

STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)

MA

06/29/1998 - 04/06/1999

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

IA

Issued 03/20/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2023

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2000

Series 7 - General Securities Representative Examination

BC

Issued 09/09/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gregory Hohmann.
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