Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Hodges is a financial advisor who has been in the industry since 1995. Gregory is currently registered with Empower Advisory Group, LLC. Gregory has also previously worked with VALIC Financial Advisors, Inc., Alight Financial Solutions, LLC, MML Distributors, LLC, Newport Group Securities, Inc., Manning & Napier Investor Services, Inc., Prudential Investment Management Services LLC, Lincoln Financial Advisors Corporation, Lincoln Financial Distributors, Inc., Diversified Investors Securities Corp., GWFS Equities, Inc., NYLIFE Distributors LLC, ICMA-RC Services, LLC, Fidelity Investments Institutional Services Company, Inc., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., Fidelity Brokerage Services, Inc., and Manning & Napier Advisors, LLC. Gregory is licensed to provide financial advice in 45 states and the District of Columbia. Gregory is also a registered investment advisor in Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/07/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
TX
04/17/2023 - 05/21/2024
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
IL
03/25/2021 - 05/01/2023
ALIGHT FINANCIAL SOLUTIONS, LLC (CHICAGO IL)
MA
10/18/2019 - 12/31/2020
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
FL
08/31/2018 - 09/09/2019
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
NY
02/20/2015 - 12/13/2016
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
NJ
04/27/2012 - 02/03/2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IN
10/21/2011 - 03/27/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
09/26/2011 - 03/27/2012
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NY
01/25/2011 - 08/16/2011
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
UT
01/18/2007 - 12/14/2010
GWFS EQUITIES, INC. (CENTERVILLE UT)
NJ
12/08/2004 - 01/03/2007
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
DC
01/28/2004 - 11/17/2004
ICMA-RC SERVICES, LLC (WASHINGTON DC)
RI
10/24/2001 - 01/14/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
CA
05/02/2001 - 09/28/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/12/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
RI
08/19/1998 - 09/02/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
03/29/1993 - 08/19/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 03/27/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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