Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Jones is a financial advisor with Regions Securities LLC. Gregory has been in the financial industry since December 7, 1997. Gregory holds the Series 7, Series 24, Series 63 and Series 79TO licenses and is registered to sell securities in 51 states. Gregory was previously registered with FENNEBRESQUE & CO., LLC, WACHOVIA CAPITAL MARKETS, LLC, WACHOVIA SECURITIES, LLC, and FIRST UNION CAPITAL MARKETS CORP..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/11/2012 - Present
Regions Securities LLC (Charlotte NC)
NC
07/02/2009 - 05/09/2012
FENNEBRESQUE & CO., LLC (CHARLOTTE NC)
NC
07/01/2003 - 05/06/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
09/14/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
01/11/1996 - 04/14/1997
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 02/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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