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Gregory Harrison

Scotia Capital (usa) Inc.

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About Gregory Harrison

Gregory Harrison is a financial professional with over 7 years of experience in the industry. Gregory is currently registered with Scotia Capital (usa) Inc., based in New York. Prior to this, Gregory was associated with BOFA SECURITIES, INC. in New York, Barclays Capital Inc. in New York and Citigroup Global Markets Inc. in New York. Gregory is a Series 63, SIE, Series 86, Series 87, and Series 7 licensed professional. Gregory is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Gregory Harrison is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Harrison’s Registration & Firm History

NY

05/06/2024 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

09/16/2019 - 05/06/2024

BOFA SECURITIES, INC. (NEW YORK NY)

NY

11/07/2018 - 08/08/2019

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

11/30/2016 - 11/19/2018

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2016

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/13/2016

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/30/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregory Harrison.
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