Unclaimed
Gregory Harrison is a financial professional with over 7 years of experience in the industry. Gregory is currently registered with Scotia Capital (usa) Inc., based in New York. Prior to this, Gregory was associated with BOFA SECURITIES, INC. in New York, Barclays Capital Inc. in New York and Citigroup Global Markets Inc. in New York. Gregory is a Series 63, SIE, Series 86, Series 87, and Series 7 licensed professional. Gregory is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/06/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
09/16/2019 - 05/06/2024
BOFA SECURITIES, INC. (NEW YORK NY)
NY
11/07/2018 - 08/08/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/30/2016 - 11/19/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/13/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/30/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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