Unclaimed
Gregory Hans Buchholz is a financial professional with over 15 years of experience in the industry. Gregory is currently registered with Tradeweb Direct LLC and holds Series 7, Series 63, Series 79TO, and SIE licenses. Before joining Tradeweb Direct LLC, Gregory was a registered representative with Morgan Stanley for over 11 years. Gregory has a strong background in investment banking and is dedicated to providing clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/24/2021 - Present
Tradeweb Direct LLC (NEW YORK NY)
NY
06/01/2009 - 03/08/2021
MORGAN STANLEY (PURCHASE NY)
NY
02/07/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
BC
Issued 05/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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