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Gregory Hans Buchholz

Tradeweb Direct LLC

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About Gregory Hans Buchholz

Gregory Hans Buchholz is a financial professional with over 15 years of experience in the industry. Gregory is currently registered with Tradeweb Direct LLC and holds Series 7, Series 63, Series 79TO, and SIE licenses. Before joining Tradeweb Direct LLC, Gregory was a registered representative with Morgan Stanley for over 11 years. Gregory has a strong background in investment banking and is dedicated to providing clients with personalized financial advice and solutions.

Firm Information

Gregory Buchholz is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Buchholz’s Registration & Firm History

NY

02/24/2021 - Present

Tradeweb Direct LLC (NEW YORK NY)

NY

06/01/2009 - 03/08/2021

MORGAN STANLEY (PURCHASE NY)

NY

02/07/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)

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Licenses & Designations

BC

Issued 05/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Hans Buchholz.
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