Unclaimed
Gregory Hampton Judge is a financial advisor with over seven years of experience in the industry. Gregory is currently registered with LPL Financial LLC and has been with the firm since July 2021. Prior to that, Gregory worked at UBS Financial Services Inc. and Vanguard Marketing Corporation. Gregory holds Series 7, 9, 10, 63, and 66 licenses. He is also registered in North Carolina and South Carolina. Gregory specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/21/2021 - Present
LPL Financial LLC (FORT MILL SC)
NC
12/07/2015 - 07/12/2021
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
09/17/2014 - 11/24/2015
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 12/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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