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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Roth is a financial advisor with Morgan Stanley. Gregory has been in the industry since 1987 and has a broad range of experience. Gregory specializes in portfolio management for individuals, businesses, and investment companies, as well as providing financial planning and asset allocation advice. Gregory is registered with FINRA and holds the Series 3, Series 7, Series 63, and Series 65 licenses, as well as the SIE. Gregory is also a Certified Financial Planner. Prior to joining Morgan Stanley, Gregory worked at UBS Financial Services Inc. and Morgan Stanley Smith Barney LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
03/18/2022 - Present
Morgan Stanley (Fort Lauderdale FL)
FL
01/09/2014 - 03/29/2022
UBS FINANCIAL SERVICES INC. (FT. LAUDERDALE FL)
FL
06/01/2009 - 01/16/2014
MORGAN STANLEY (PLANTATION FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PLANTATION FL)
FL
03/08/2007 - 04/02/2007
MORGAN STANLEY DW INC. (PLANTATION FL)
FL
03/17/1994 - 03/13/2007
CITIGROUP GLOBAL MARKETS INC. (HALLANDALE FL)
NY
12/10/1991 - 03/15/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/15/1989 - 12/23/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/04/1988 - 09/16/1989
THOMSON MCKINNON SECURITIES INC.
NY
07/10/1987 - 09/16/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
05/23/1988 - 10/17/1988
SHEARSON LEHMAN HUTTON INC.
NA
05/21/1987 - 06/22/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 06/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1990
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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