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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Griffin is a financial advisor with over 38 years of experience in the industry. Gregory is currently registered with Morgan Stanley in New York. Previous firms that Gregory was associated with include Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated and Thomson McKinnon Securities Inc. Gregory holds Series 3, 5, 7, 15, 63 and SIE licenses. Gregory specializes in providing financial advice and portfolio management services to individuals, businesses, high-net-worth individuals, corporations and other businesses, charitable organizations, insurance companies, investment companies, pension and profit-sharing plans, banking or thrift institutions, and state or municipal government entities. Gregory has been associated with Morgan Stanley Smith Barney LLC since June 2009 and Morgan Stanley Private Bank, N.A. since January 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/22/2021 - Present
Morgan Stanley (New York NY)
NY
06/28/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/01/2003 - 07/05/2007
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NY
08/25/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/22/1983 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 06/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1984
Series 5 - Interest Rate Options Examination
BC
Issued 09/06/1984
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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