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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Griffin is a financial advisor with Wealthpenn.comllc, a firm based in Purchase, NY. Gregory has been in the financial services industry since 1983. Before joining Wealthpenn.comllc, Gregory worked with Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated, and Thomson McKinnon Securities Inc. Gregory is registered to provide financial advice in several states, including New York, California, Florida, Georgia, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, North Carolina, Ohio, Pennsylvania, Vermont, and Virginia. Gregory is also a registered investment advisor in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/22/2021 - Present
Wealthpenn.comllc (New York NY)
NY
06/28/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/01/2003 - 07/05/2007
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NY
08/25/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/22/1983 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 6/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/6/1984
Series 5 - Interest Rate Options Examination
BC
Issued 9/6/1984
Series 3 - National Commodity Futures Examination
BC
Issued 5/1/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 6/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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