Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory James is a financial advisor with over 46 years of experience in the financial services industry. Gregory has been with Cambridge Investment Research Advisors, Inc. since December 2022. Gregory is also a Registered Representative of Cambridge Investment Research, Inc. and is licensed in 17 states. Previously, Gregory was employed with Cantella & Co., Inc. for many years and has also worked with Raymond James Financial Services, Inc., DAIN BOSWORTH INCORPORATED, DEAN WITTER REYNOLDS INC. and DEAN WITTER & CO. INCORPORATED. Gregory holds the Series 66, Series 63, Series 24, SIE and Series 7 licenses. Gregory also holds the licenses for all 17 of the states he is registered in. Gregory specializes in providing financial advice to individuals and businesses. He also offers financial planning, pension consulting, educational seminars, market timing services and selection of other advisors. Gregory is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
12/13/2022 - Present
Cambridge Investment Research Advisors, Inc. (Evergreen CO)
CO
12/15/2003 - 12/09/2022
CANTELLA & CO., INC. (Evergreen CO)
FL
09/23/1991 - 12/04/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NA
05/28/1985 - 09/27/1991
DAIN BOSWORTH INCORPORATED
NA
02/24/1978 - 06/05/1985
DEAN WITTER REYNOLDS INC.
NA
09/01/1976 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
BOTH
Issued 08/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory James is the right advisor for you? Invested Better is here to help.
