Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Spiegel is a financial advisor with Neuberger Berman BD LLC. Gregory is a registered investment advisor and holds Series 63, Series 65, Series 7 and SIE licenses. He has been in the financial industry since 2001 and previously held positions at Bear, Stearns & Co. Inc., Glickenhaus & Co., Herzog, Heine, Geduld, Inc. and NEUBERGER BERMAN MANAGEMENT LLC. Gregory specializes in investment advisory services for individuals and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/30/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
06/01/2012 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NY
03/20/2001 - 01/24/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/16/1997 - 04/16/1999
GLICKENHAUS & CO. (NEW YORK NY)
NY
10/14/1996 - 09/18/1997
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
IA
Issued 05/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Gregory Spiegel is the right advisor for you? Invested Better is here to help.
