Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Downs is a financial advisor with Ameriprise Financial Services, LLC. Gregory has been in the industry since 1995. He has served as a financial advisor for a number of firms, including METLIFE SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AXA ADVISORS, LLC, and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Gregory is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in a number of states. He holds a number of securities licenses, including Series 6, Series 7, Series 24, and Series 26. He is also a registered Investment Advisor Representative in Texas. Gregory is a financial advisor who has a lot of experience and knowledge in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
05/03/2016 - Present
Ameriprise Financial Services, LLC (COLUMBIA SC)
SC
01/20/2009 - 05/04/2016
METLIFE SECURITIES INC. (COLUMBIA SC)
SC
05/05/2005 - 01/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA SC)
NY
09/18/1995 - 05/12/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/18/1995 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 04/24/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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