Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Gerard Geis is a financial advisor with over 30 years of experience in the financial services industry. Gregory has worked with several firms, including Cetera Advisors LLC, First Allied Securities, Inc., and Raymond James Financial Services, Inc. Gregory is currently registered with LPL Financial LLC and provides investment advisory services to individuals, businesses, corporations, and charitable organizations. Gregory is based in Fresno, California and is a licensed agent and investment advisor representative in the state.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/04/2025 - Present
LPL Financial LLC (FRESNO CA)
CA
09/08/2022 - 04/03/2024
CETERA ADVISORS LLC (FRESNO CA)
CA
08/14/2018 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (FRESNO CA)
CA
06/25/2012 - 07/13/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRESNO CA)
CA
11/12/2003 - 07/09/2012
BANCWEST INVESTMENT SERVICES, INC. (DINUBA CA)
SC
05/01/2000 - 11/13/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
01/05/1998 - 05/02/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NE
07/21/1997 - 12/31/1997
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
AZ
08/01/1995 - 08/04/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
04/03/1993 - 08/01/1995
LFG SECURITIES, INC.
CA
04/30/1990 - 06/04/1992
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 03/27/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Geis is the right advisor for you? Invested Better is here to help.
