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Gregory Gaston Gibson

Dempsey Lord Smith, LLC

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About Gregory Gaston Gibson

Gregory Gaston Gibson is a financial advisor with Dempsey Lord Smith, LLC. Gregory has been in the financial industry since 1987 and has experience with various financial products and services. Gregory holds several professional licenses, including Series 6, 62, 22, 63, and SIE. Gregory has worked with Guardian Investor Services Corporation, Pruco Securities Corporation, The Prudential Insurance Company of America, and Park Avenue Securities LLC. Gregory is also the owner of Gibson Retirement Planning, LLC. Gregory works with individual and institutional clients. Dempsey Lord Smith, LLC offers a variety of financial services, including financial planning, portfolio management for individuals, and selection of other advisors.

Firm Information

Gregory Gibson is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Gibson’s Registration & Firm History

SC

09/05/2012 - Present

Dempsey Lord Smith, LLC (GREENVILLE SC)

SC

05/03/1999 - 06/20/2012

PARK AVENUE SECURITIES LLC (GREENVILLE SC)

NY

06/06/1992 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NJ

06/30/1987 - 12/13/1991

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

06/30/1987 - 12/13/1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 06/21/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2014

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/16/2013

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 06/29/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Gregory Gaston Gibson. Review regulatory record here.
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