Unclaimed
Gregory Galvin Holmes is a financial advisor with over 30 years of experience in the industry. Gregory is currently registered with Frontier Solutions, LLC in Richmond, Virginia and holds both Series 7 and Series 63 licenses. Gregory has also worked for a number of other firms over the years including Morgan Creek Capital Distributors, LLC, Seaport Global Securities LLC, and Leerink Swann & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
03/30/2023 - Present
Frontier Solutions, LLC (Richmond VA)
NC
09/16/2017 - 02/28/2023
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC (CHAPEL HILL NC)
SC
12/16/2013 - 03/31/2017
SEAPORT GLOBAL SECURITIES LLC (CHARLESTON SC)
CT
04/01/2010 - 12/13/2013
WEEDEN PRIME SERVICES, LLC. (GREENWICH CT)
SC
01/23/2006 - 02/08/2010
SEQUENCE INVESTMENT PARTNERS, LLC (CHARLESTON SC)
MA
03/04/2003 - 10/29/2004
LEERINK SWANN & COMPANY (BOSTON MA)
NY
09/04/2002 - 02/26/2003
INVESTEC INC. (NEW YORK NY)
CA
09/01/1998 - 08/20/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
07/22/1991 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
MO
09/04/1990 - 02/19/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
04/23/1990 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NY
03/30/1990 - 04/23/1990
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
BC
Issued 02/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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