Invested Better
Unclaimed

Unclaimed

Unclaimed

Gregory G Theis

USA Financial Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gregory? Claim Your Profile

About Gregory G Theis

Gregory Theis is a financial advisor with USA Financial Securities LLC. Gregory has been in the industry since 1999. Gregory is registered to offer investment advisory services and securities in Arizona, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Michigan, Missouri, North Carolina, South Carolina, Texas and Wisconsin. Gregory is also a Chartered Financial Consultant and has been a member of the Financial Planning Association since 1990. Gregory has experience in financial planning, investment planning, and insurance planning. Gregory is also a partner in Advisor Controls, a financial technology and marketing firm. Gregory's previous work includes Woodbury Financial Services, Inc., NYLIFE Securities Inc. and PMG Securities Corporation. Gregory has experience working with individual clients, high-net-worth individuals, and corporations. Gregory is dedicated to providing clients with personalized financial advice to help them reach their financial goals.

Firm Information

Gregory Theis is currently registered with USA Financial Securities LLC. USA Financial Securities LLC is an Approved Limited Liability Company formed on July 3, 2024. Based in ADA, MI, USA, they provide financial planning and portfolio management services for individuals, high-net-worth individuals, and corporations. The firm is registered with the SEC and in all 51 states and has over 160 licensed agents, investment advisor representatives, and registered representatives. With a total of 1,395 accounts under management, they oversee $268,691,644 in regulatory assets.
USA Financial Securities LLC

6020 EAST FULTON STREET

ADA, MI 49301

$268.69M

Assets Under Management

265

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gregory Theis’s Registration & Firm History

MI

08/19/2020 - Present

USA Financial Securities LLC (ADA MI)

IL

01/05/2004 - 02/21/2017

WOODBURY FINANCIAL SERVICES, INC. (HOMER GLEN IL)

NY

02/11/2002 - 01/29/2004

NYLIFE SECURITIES INC. (NEW YORK NY)

IL

09/19/2000 - 02/28/2002

PMG SECURITIES CORPORATION (ELGIN IL)

IN

07/13/1999 - 09/07/2000

AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)

IN

07/13/1999 - 09/07/2000

AUL EQUITY SALES CORP. (INDIANAPOLIS IN)

Not sure if Gregory G Theis is right for you?

Licenses & Designations

IA

Issued 08/16/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gregory G Theis. Review regulatory record here.
Not sure if Gregory G Theis is right for you?