Unclaimed
Gregory Theis is a financial advisor with USA Financial Securities LLC. Gregory has been in the industry since 1999. Gregory is registered to offer investment advisory services and securities in Arizona, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Michigan, Missouri, North Carolina, South Carolina, Texas and Wisconsin. Gregory is also a Chartered Financial Consultant and has been a member of the Financial Planning Association since 1990. Gregory has experience in financial planning, investment planning, and insurance planning. Gregory is also a partner in Advisor Controls, a financial technology and marketing firm. Gregory's previous work includes Woodbury Financial Services, Inc., NYLIFE Securities Inc. and PMG Securities Corporation. Gregory has experience working with individual clients, high-net-worth individuals, and corporations. Gregory is dedicated to providing clients with personalized financial advice to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
08/19/2020 - Present
USA Financial Securities LLC (ADA MI)
IL
01/05/2004 - 02/21/2017
WOODBURY FINANCIAL SERVICES, INC. (HOMER GLEN IL)
NY
02/11/2002 - 01/29/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
IL
09/19/2000 - 02/28/2002
PMG SECURITIES CORPORATION (ELGIN IL)
IN
07/13/1999 - 09/07/2000
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
07/13/1999 - 09/07/2000
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
IA
Issued 08/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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