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Gregory Friedman

Fidelity Distributors Co. LLC

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About Gregory Friedman

Gregory Friedman is a financial advisor with over 20 years of experience in the industry. Gregory is currently registered with Fidelity Distributors Co. LLC and has previously worked for Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., Pyramis Distributors Corporation LLC, Russell Financial Services, Inc., part of Russell Investments, Blackrock Fund Distribution Company, and Barclays Global Investors Services.

Firm Information

Gregory Friedman is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Friedman’s Registration & Firm History

CO

01/25/2022 - Present

Fidelity Distributors Co. LLC (GREENWOOD VILLAGE CO)

CO

12/19/2017 - 01/27/2022

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

CO

05/12/2016 - 02/01/2018

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (GREENWOOD VILLAGE CO)

CO

09/02/2014 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (DENVER CO)

CO

05/28/2013 - 09/04/2014

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (DENVER CO)

CA

05/24/2010 - 11/08/2012

RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SAN FRANCISCO CA)

CA

07/29/2008 - 05/18/2010

BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)

CA

12/22/1999 - 12/31/2008

BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 06/04/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Friedman.
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