Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Harris is an active investment advisor representative registered with Wells Fargo Clearing Services, LLC. Gregory has been in the securities industry since April 16, 1994 and has held various positions at several firms including BANC OF AMERICA INVESTMENT SERVICES, INC., FIRST UNION SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and WHEAT, FIRST SECURITIES, INC. Gregory holds the Series 7, Series 63, Series 65, and SIE licenses. Currently, Gregory is registered with the state of Virginia and is approved to provide services to residents of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
03/20/2009 - Present
Wells Fargo Clearing Services, LLC (NORFOLK VA)
VA
09/04/2001 - 03/24/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (VIRGINIA BEACH VA)
MO
10/01/2000 - 09/04/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
11/04/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
04/25/1997 - 10/16/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
05/22/1995 - 05/12/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
03/30/1994 - 06/01/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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