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Gregory Francis Hold

Hold Brothers Capital LLC

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About Gregory Francis Hold

Gregory Francis Hold has been active in the financial services industry since 1991. Gregory is currently registered with Hold Brothers Capital LLC, a firm that specializes in providing investment services to individuals and institutions. Gregory has a broad range of experience, having previously worked for several other firms, including Tafferer Trading, LLC, Sodalite Financial Services, LLC, Shamrock Financial Services, Castle Securities Corp., A.J. Michaels & Co., LTD., and All-Tech Investment Group, Inc. Gregory is a licensed Series 7, 24, 28, 55, 63, 99TO and SIE representative.

Firm Information

Gregory Hold is currently registered with Hold Brothers Capital LLC. Hold Brothers Capital LLC is a Limited Liability Company that was formed on May 4, 2009. The firm is registered in California, Florida, Nevada, New Jersey, New York, and Texas, and has 1 approved SEC registration and 6 approved state registrations. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Hold’s Registration & Firm History

NY

11/30/2010 - Present

Hold Brothers Capital LLC (NEW YORK NY)

NY

01/26/1995 - 07/22/2013

TAFFERER TRADING, LLC (NEW YORK NY)

NY

07/10/2006 - 03/04/2013

SODALITE FINANCIAL SERVICES, LLC (NEW YORK NY)

NY

09/17/1993 - 03/10/1995

SHAMROCK FINANCIAL SERVICES (LAKE SUCCESS NY)

NY

12/18/1992 - 08/02/1994

CASTLE SECURITIES CORP. (FREEPORT NY)

NY

06/16/1992 - 11/28/1992

A.J. MICHAELS & CO., LTD. (HAUPPAUGE NY)

NJ

01/30/1992 - 06/19/1992

ALL-TECH INVESTMENT GROUP, INC. (MONTVALE NJ)

NY

10/04/1991 - 02/07/1992

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/06/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/1994

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 09/15/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/03/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Francis Hold.
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