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Gregory Francis Gallagher

Vision Financial Markets LLC

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About Gregory Francis Gallagher

Gregory Gallagher is a financial advisor with Vision Financial Markets LLC. Gregory is located in Stamford, Connecticut and has been in the industry since February 2, 2019. Gregory holds the following licenses: Series 24, Series 7TO, SIE, Series 7, and Series 99. Gregory has been registered with Vision Financial Markets LLC since May 6, 2022. Gregory was previously registered with Vision Financial Markets LLC from January 7, 2013 to April 8, 2016.

Firm Information

Gregory Gallagher is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Gallagher’s Registration & Firm History

CT

05/06/2022 - Present

Vision Financial Markets LLC (Stamford CT)

CT

01/07/2013 - 04/08/2016

VISION FINANCIAL MARKETS LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 02/18/2023

Series 24 - General Securities Principal Examination

BC

Issued 05/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/20/2021

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2015

Series 7 - General Securities Representative Examination

BC

Issued 01/05/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregory Francis Gallagher.
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