Unclaimed
Gregory Gallagher is a financial advisor with Vision Financial Markets LLC. Gregory is located in Stamford, Connecticut and has been in the industry since February 2, 2019. Gregory holds the following licenses: Series 24, Series 7TO, SIE, Series 7, and Series 99. Gregory has been registered with Vision Financial Markets LLC since May 6, 2022. Gregory was previously registered with Vision Financial Markets LLC from January 7, 2013 to April 8, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/06/2022 - Present
Vision Financial Markets LLC (Stamford CT)
CT
01/07/2013 - 04/08/2016
VISION FINANCIAL MARKETS LLC (STAMFORD CT)
BC
Issued 02/18/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/05/2013
Series 99 - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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