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Gregory Francis Fitzgerald

Prudential Investment Management Services LLC

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About Gregory Francis Fitzgerald

Gregory Fitzgerald is a registered representative with Prudential Investment Management Services LLC. Gregory has been in the securities industry since April 26, 2010. Gregory is licensed to sell securities in 53 states and the District of Columbia. He has a Series 7, Series 6, and Series 63 license and has passed the SIE exam. Gregory is located in the Prudential Investment Management Services LLC branch office located in Newark, New Jersey.

Firm Information

Gregory Fitzgerald is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Fitzgerald’s Registration & Firm History

NJ

10/03/2017 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

04/13/2010 - 09/19/2017

NYLIFE SECURITIES LLC (NEW WINDSOR NY)

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Licenses & Designations

BC

Issued 06/25/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2017

Series 7 - General Securities Representative Examination

BC

Issued 04/12/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Francis Fitzgerald.
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