Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory F. Gatesman is an active financial advisor with UBS Financial Services Inc., registered with the state of New Jersey. Gregory has been in the industry since August 26, 2004. Prior to joining UBS Financial Services Inc., Gregory worked at Morgan Stanley and Merrill Lynch. Gregory has experience working with individuals, high-net-worth individuals, corporations, and other businesses. Gregory's specializations include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/12/2023 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
11/04/2019 - 10/17/2023
MORGAN STANLEY (PURCHASE NY)
NY
09/15/1997 - 11/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/31/2020
Series 24 - General Securities Principal Examination
BC
Issued 11/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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