Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Fawcett is a financial advisor with Jones Lang Lasalle Securities, LLC. Gregory is registered with FINRA and the state of North Carolina. Gregory has been working in the securities industry since 2001. Gregory's previous experience includes time at Piedmont Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, J.C. Bradford & Co. and Interstate/Johnson Lane Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
07/13/2021 - Present
Jones Lang Lasalle Securities, LLC (Charlotte NC)
NC
12/03/2012 - 12/26/2019
PIEDMONT SECURITIES LLC (DAVIDSON NC)
NC
04/17/2009 - 10/10/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
01/20/2003 - 04/22/2009
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
NY
02/02/1998 - 09/02/1998
J.C. BRADFORD & CO. (NEW YORK NY)
NC
03/13/1995 - 02/23/1998
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NY
09/07/1994 - 03/15/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/22/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2021
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 10/05/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/07/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/08/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/31/2012
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 01/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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