Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Stevens is a financial professional with over 25 years of experience in the industry. Gregory is a registered representative with Fidelity Brokerage Services LLC, where Gregory has been employed since October 2004. Gregory is also registered with the states of California, Colorado, Connecticut, Florida, Illinois, Kentucky, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas and Utah. Gregory previously worked at CHARLES SCHWAB & CO., INC. from 1996 to 2001. Gregory holds several industry licenses, including Series 3, 4, 7, 8, 24, 63, 99 and SIE. Gregory is a skilled and knowledgeable financial professional with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
10/25/2004 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
TX
01/09/1996 - 03/19/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 11/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 11/13/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1998
Series 3 - National Commodity Futures Examination
BC
Issued 11/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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