Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Eugene Griffin has been in the financial services industry since May 4, 2000. Gregory Eugene Griffin currently works for Stifel, Nicolaus & Company, Inc. and is registered in California and Texas. Gregory Eugene Griffin is also registered in 17 additional states. Gregory Eugene Griffin's prior employment includes Morgan Stanley, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Gregory Eugene Griffin holds a Series 66, Series 31, and Series 7 license. Gregory Eugene Griffin has specialized in the following areas: Broker-dealer, Investment Adviser, and Investment Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/29/2014 - Present
Stifel, Nicolaus & Company, Inc. (LINCOLN CA)
CA
06/01/2009 - 09/15/2014
MORGAN STANLEY (ROSEVILLE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ROSEVILLE CA)
CA
05/05/2000 - 04/02/2007
MORGAN STANLEY DW INC. (ROSEVILLE CA)
BOTH
Issued 11/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 05/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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