Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Rufa is a financial advisor with over 25 years of experience in the industry. Gregory currently works at LPL Financial LLC, a firm with over 27,000 employees and manages over $463 billion in assets. Gregory has previously held positions with Santander Securities LLC, Raymond James Financial Services, Inc., and CUNA Brokerage Services, Inc.. Gregory is licensed to provide financial services in Connecticut, New York, North Carolina, Florida, Maine, New Hampshire, Rhode Island and South Dakota. Gregory has a strong track record of success in helping clients achieve their financial goals. Gregory specializes in providing financial advice to individuals, families, businesses and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/05/2020 - Present
LPL Financial LLC (NAUGATUCK CT)
CT
03/10/2016 - 05/01/2020
SANTANDER SECURITIES LLC (WATERBURY CT)
CT
08/04/2014 - 03/01/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (NORTH HAVEN CT)
CT
11/29/2011 - 08/14/2014
LPL FINANCIAL LLC (EAST HAVEN CT)
CT
08/13/2010 - 11/30/2011
CUNA BROKERAGE SERVICES, INC. (DANBURY CT)
CT
04/01/2009 - 08/09/2010
UVEST FINANCIAL SERVICES GROUP, INC. (RIDGEFIELD CT)
MA
12/07/2007 - 01/27/2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MO
09/27/2001 - 10/22/2007
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
06/18/1999 - 11/06/2000
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
02/05/1996 - 10/16/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
KS
04/10/1995 - 05/22/1995
WADDELL & REED, INC. (OVERLAND PARK KS)
NY
07/18/1994 - 08/23/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
BOTH
Issued 10/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Rufa is the right advisor for you? Invested Better is here to help.
