Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Edward Wagner is a financial advisor with over 25 years of experience in the financial services industry. Gregory is currently registered with Northwestern Mutual Investment Services, LLC. Gregory has a diverse background in the financial services industry, having held previous roles at several firms including Axiom Capital Management, Inc., Ashton Stewart & Co., Inc., and Itau BBA USA Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
10/13/2023 - Present
Northwestern Mutual Investment Services, LLC (FARMINGDALE NY)
NY
01/05/2023 - 08/22/2023
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
FL
12/03/2016 - 05/10/2018
ASHTON STEWART & CO., INC. (MIAMI FL)
NY
06/26/2012 - 07/27/2015
ITAU BBA USA SECURITIES, INC. (NEW YORK NY)
CT
09/11/2009 - 04/03/2012
RBS SECURITIES INC. (STAMFORD CT)
IL
07/19/2001 - 09/11/2009
ABN AMRO INCORPORATED (CHICAGO IL)
NY
07/01/1998 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
05/06/1996 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NY
05/07/1993 - 05/08/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/04/1992 - 01/22/1993
J. GREGORY & COMPANY, INC.
NY
04/08/1992 - 11/04/1992
J. M. WALKER INTERNATIONAL, INC. (HAUPPAUGE NY)
BOTH
Issued 05/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/04/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/02/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Wagner is the right advisor for you? Invested Better is here to help.
