Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Smyth is a financial advisor in Baraboo, Wisconsin. Gregory has been in the industry since November 27, 1996 and is currently registered with LPL Financial LLC. Gregory has experience with CUNA Brokerage Services, INC., Allstate Financial Services, LLC, Primevest Financial Services, INC., AMCORE INVESTMENT SERVICES, INC, LINSCO/PRIVATE LEDGER CORP., M&I BROKERAGE SERVICES, INC., ASSOCIATED INVESTMENT SERVICES, INC., FIRST MIDAMERICA INVESTMENT CORPORATION, FISERV INVESTOR SERVICES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, FIRSTAR INVESTMENT SERVICES,INC., WADDELL & REED, INC., EDWARD JONES, LUTHERAN BROTHERHOOD SECURITIES CORP., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Gregory is registered to provide investment advice in 50 states and the District of Columbia. Gregory is also a registered representative of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
01/01/2025 - Present
LPL Financial LLC (Baraboo WI)
WI
03/21/2014 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Baraboo WI)
WI
09/03/2013 - 02/26/2014
ALLSTATE FINANCIAL SERVICES, LLC (LAKE GENEVA WI)
WI
11/02/2009 - 10/11/2012
PRIMEVEST FINANCIAL SERVICES, INC. (MONROE WI)
IL
02/27/2007 - 11/06/2009
AMCORE INVESTMENT SERVICES, INC (ROCKFORD IL)
WI
05/04/2006 - 02/15/2007
LINSCO/PRIVATE LEDGER CORP. (MILTON WI)
WI
08/24/2005 - 05/23/2006
M&I BROKERAGE SERVICES, INC. (MADISON WI)
WI
02/02/2005 - 08/22/2005
ASSOCIATED INVESTMENT SERVICES, INC. (GREEN BAY WI)
MN
12/04/2003 - 02/02/2005
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MO
07/31/2003 - 12/03/2003
FIRST MIDAMERICA INVESTMENT CORPORATION (ST. JOSEPH MO)
TX
06/24/2003 - 07/30/2003
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
02/05/2001 - 06/17/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NJ
06/23/2000 - 02/06/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
KS
02/29/2000 - 07/06/2000
WADDELL & REED, INC. (OVERLAND PARK KS)
MO
05/04/1999 - 02/18/2000
EDWARD JONES (ST. LOUIS MO)
MN
04/16/1998 - 03/12/1999
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
MN
02/24/1998 - 04/07/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/24/1998 - 04/07/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
09/19/1995 - 03/03/1998
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 05/01/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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