Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Puttick is a financial advisor with over 30 years of experience in the industry. Gregory has worked with a number of firms including American Portfolios Financial Services, Inc., Invest Financial Corporation, Royal Alliance Associates, Inc., and Osaic Wealth, Inc. Gregory specializes in financial planning, pension consulting, portfolio management, and educational seminars. Gregory is a registered representative of Osaic Wealth, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/03/2022 - Present
Osaic Wealth, Inc. (ROCKVILLE CENTRE NY)
NY
12/03/2013 - 05/03/2022
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (ROCKVILLE CENTRE NY)
NY
11/03/2008 - 12/06/2013
INVEST FINANCIAL CORPORATION (ROCKVILLE CENTRE NY)
NY
12/10/2002 - 11/10/2008
ROYAL ALLIANCE ASSOCIATES, INC. (ROCKVILLE CENTRE NY)
NY
02/22/1999 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
12/07/1995 - 03/05/1999
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
11/10/1993 - 12/11/1995
ADVANCED PLANNING SECURITIES, INC. (SMITHTOWN NY)
NE
07/31/1991 - 11/02/1993
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
06/22/1990 - 06/24/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Puttick is the right advisor for you? Invested Better is here to help.
