Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Cater is an investment advisor representative at Cetera Investment Advisers LLC. Gregory has been in the industry since November 18, 1979 and has been registered with the state of Texas since November 12, 2020. Gregory has worked with a number of firms throughout his career, including FIRST ALLIED SECURITIES, INC., D.E. FREY & COMPANY, INC., THE GMS GROUP, L.L.C., PAINEWEBBER INCORPORATED, and DEAN WITTER REYNOLDS INC. Gregory is also a FINRA Arbitrator. He is licensed to provide financial planning and portfolio management services to a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Gregory's experience and qualifications make him a valuable resource for investors seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/12/2020 - Present
Cetera Investment Advisers LLC (MAGNOLIA TX)
TX
09/28/2000 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (MAGNOLIA TX)
CO
07/07/1999 - 10/26/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
NJ
02/13/1990 - 06/18/1999
THE GMS GROUP, L.L.C. (EAST HANOVER NJ)
NJ
01/16/1989 - 02/27/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/01/1979 - 01/30/1989
DEAN WITTER REYNOLDS INC.
BOTH
Issued 6/19/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/5/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/10/1985
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 9/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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