Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Smith is a financial advisor with over 30 years of experience in the financial services industry. Gregory currently works with Innovation Partners LLC in Charlotte, NC. Gregory holds multiple licenses and designations, including the Series 7, 63, 65, and 53 licenses, as well as the Chartered Financial Analyst designation. Gregory has worked for several firms during his career including TIAA-CREF, Fidelity and Merrill Lynch. Gregory specializes in providing consulting services to qualified retirement plans, financial planning and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
09/22/2020 - Present
Innovation Partners LLC (CHARLOTTE NC)
NC
08/23/2010 - 12/09/2011
INNOVATION PARTNERS LLC (CHARLOTTE NC)
NC
06/30/2005 - 05/22/2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
06/30/2005 - 02/21/2006
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
MO
03/10/1995 - 05/24/2005
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
FL
07/14/1994 - 02/13/1995
HIGHLAND SECURITIES (MIAMI FL)
NA
03/19/1986 - 06/22/1993
FIDELITY EQUITY SERVICES CORPORATION
NA
05/21/1984 - 05/22/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 04/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/04/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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