Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory E. Williams is a financial advisor with The Leaders Group, Inc. in Littleton, CO. Gregory has been in the financial industry for over 10 years and has a wide range of experience in investments, including stocks, bonds, mutual funds, and variable annuities. Gregory is registered with FINRA and holds Series 7, 26, 31, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/23/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AL
11/30/2020 - 07/28/2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
NH
09/26/2001 - 11/17/2010
NYLIFE SECURITIES LLC (DOVER NH)
NY
09/01/1999 - 08/30/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 03/24/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/28/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/31/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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