Unclaimed
Gregory E. Martinez has been in the financial services industry since 2007 and is currently registered with Capital One Securities, Inc. He has held previous positions with Morgan Stanley, Barclays Capital Inc., and Deutsche Bank Securities Inc. Gregory has Series 7, 63, 65, SIE and 79TO licenses. Gregory is currently registered in California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/24/2014 - Present
Capital ONE Securities, Inc. (HOUSTON TX)
KS
09/27/2012 - 07/07/2014
MORGAN STANLEY (LAWRENCE KS)
TX
04/21/2010 - 06/15/2012
BARCLAYS CAPITAL INC. (HOUSTON TX)
TX
06/25/2008 - 06/11/2009
BARCLAYS CAPITAL INC. (HOUSTON TX)
TX
10/19/2005 - 06/11/2008
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
IA
Issued 10/04/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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