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Gregory E Martinez

Capital ONE Securities, Inc.

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About Gregory E Martinez

Gregory E. Martinez has been in the financial services industry since 2007 and is currently registered with Capital One Securities, Inc. He has held previous positions with Morgan Stanley, Barclays Capital Inc., and Deutsche Bank Securities Inc. Gregory has Series 7, 63, 65, SIE and 79TO licenses. Gregory is currently registered in California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.

Firm Information

Gregory Martinez is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Martinez’s Registration & Firm History

TX

07/24/2014 - Present

Capital ONE Securities, Inc. (HOUSTON TX)

KS

09/27/2012 - 07/07/2014

MORGAN STANLEY (LAWRENCE KS)

TX

04/21/2010 - 06/15/2012

BARCLAYS CAPITAL INC. (HOUSTON TX)

TX

06/25/2008 - 06/11/2009

BARCLAYS CAPITAL INC. (HOUSTON TX)

TX

10/19/2005 - 06/11/2008

DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)

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Licenses & Designations

IA

Issued 10/04/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/29/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gregory E Martinez.
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